Our rigorous compliance framework is the cornerstone of every Pointer project.

Procedures

Our compliance procedures are at the core of every aspect of our work at Pointer, and we understand how critical it is to maintain strict adherence to our standards, and yours.

Pointer’s founder

Bill Maggart has worked in the primary investment research industry for more than 20 years, and has a deep understanding of the research compliance requirements and MNPI policies of institutional investors.

Review

We encourage and welcome thorough reviews of our processes and procedures. While every project undergoes its own internal compliance review before launch, and again before delivery, we will embed a client’s specific compliance framework into our work whenever required.

Long-term value for all customers

Pointer Research, LLC

Our rigorous compliance framework is the cornerstone of every Pointer project.

Procedures

Pointer’s founder

Review

We will embed a client’s specific compliance framework into our work whenever required. Some highlights of our internal process include: